Financial Investigations

Yip Associates regularly assists counsel for corporations, boards of directors, audit committees, bankruptcy trustees, liquidating trustees, court-appointed receivers, and state and federal governmental agencies by investigating the circumstances surrounding various types of allegations of financial misconduct. Examples of the investigative services provided include:

Examination and analysis of relevant business records
Reconstruction of books and records
Tracing of the sources and uses of funds
Interviews of potential witnesses
Gathering and evaluation of evidence relating to the alleged activity
Quantifying the impact on the business
Determining the time frame of the improper activity
Identifying those involved in the improper activity
Determining the impact on financial reporting and dissemination of information to third parties

Yip Associates approaches investigations with the underlying assumption that our findings may be used in a court of law and prepare our reports, analyses, and documentation accordingly. Our team possesses diverse language skills, advanced technological skills, and the experience required to take on a wide array of complex financial investigations.

From interviewing personnel to gathering and analyzing financial data, clients rely on the firm’s responsiveness, efficiency, detail-oriented approach and professionalism to investigate the most intricate financial transactions.

Types of Investigations

Asset misappropriation and embezzlement
Bribery and kickback allegations
Employee theft and occupational fraud
Financial statement manipulation
Foreign Corrupt Practices Act (FCPA) investigations
Ponzi schemes
Securities fraud
Security Exchange Commission investigations
Whistle-blower allegations
White-collar crime

Our Professionals

Contact Yip Associates to find out how our team can help you.